R-RFG-SA001A CELAGENIX® ACADEMY GOVERNANCE RESOURCE · 2026 EDITION

The King V Board
Readiness Checklist

27 things every board must evidence by 1 January 2026

A working document for company secretaries, board chairs and governance officers preparing for the first annual evaluation cycle under King V. Print it. Walk it into your next meeting. Score it honestly.

celagenix®Corporate Academy
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Operational in 17 countries · 100+ organisations · 3,000+ evaluations
Introduction

How to use this checklist

This checklist is structured around the four shifts that matter most under King V - the 13 principles, the Disclosure Framework, the evaluation cycle itself, and the new emphasis on AI governance. Each item is a question your board should be able to answer with evidence, not intent.

Work through each item with your governance team. Score honestly. The point of this document is not to score well; it is to find the gaps before your auditors, regulators or the public do.

Most boards score below 60% on first pass. That is normal. King V meaningfully raises the bar; the work is to close the gap before publication, not before scoring this checklist.

Scoring key

3 ptsEstablishedWe have documented evidence and could publish it tomorrow
1 ptDevelopingWe have a practice, but the evidence is partial or informal
0 ptsGapWe do not currently have this in place
n/aN/ANot applicable to our organisation type (with reason)

A total readiness score and interpretation appears on page 8.

Section A · 13 items

The 13 King V Principles

For each principle, can your board produce disclosure-grade evidence of the outcomes it has achieved?

01

Leadership - ethical and effective leadership

Can the board evidence ethical decision-making across the past 12 months, including documented instances where the ethical lens shaped a material decision?

EstablishedDevelopingGapN/A
02

Organisational ethics

Is there a current, board-approved code of ethics; a confirmed annual declaration of interest from every director; and a register of conflicts handled in the past year?

EstablishedDevelopingGapN/A
03

Responsible corporate citizenship

Can the board demonstrate how its citizenship commitments - environmental, social, economic - have produced measurable outcomes, not just policies?

EstablishedDevelopingGapN/A
04

Strategy, performance and reporting

Did the board approve a strategy in the last 24 months, and has it formally tested progress against that strategy in the current cycle?

EstablishedDevelopingGapN/A
05

Reporting and disclosure

Are your integrated, sustainability and governance reports demonstrably aligned and free of contradiction across the three documents?

EstablishedDevelopingGapN/A
06

Primary role and responsibilities of the board

Is there a current board charter that defines role, scope and reserved powers - and has the board evaluated itself against it in the last 12 months?

EstablishedDevelopingGapN/A
07

Composition of the board

Is there a current skills matrix, an independence determination for each non-executive director, and a documented succession plan?

EstablishedDevelopingGapN/A
Continued overleaf
Section A · Continued

The 13 King V Principles (continued)

08

Committees of the board

Does each board committee have a current terms of reference, an annual workplan, and a formal effectiveness evaluation in the last 12 months?

EstablishedDevelopingGapN/A
09

Evaluation of the performance of the board

Has the board conducted a formal evaluation in the past 12 months covering: board-as-a-whole, individual directors, the CEO, and each committee - with documented findings and an action plan?

Principle 9 is the keystone of King V's accountability architecture. Boards that cannot evidence a structured evaluation cycle here are functionally non-compliant on most of the other twelve.
EstablishedDevelopingGapN/A
10

Appointment and delegation to management

Are the CEO and Company Secretary appointments documented with clear terms, performance contracts, and an annual evaluation?

EstablishedDevelopingGapN/A
11

Risk governance (including AI and technology)

Does the board oversee a current risk register that explicitly includes AI, technology and cyber risks, with assigned ownership and a quarterly review cadence?

EstablishedDevelopingGapN/A
12

Stakeholder relationships

Can the board name its material stakeholder groups and produce evidence of engagement with each in the past 12 months?

EstablishedDevelopingGapN/A
13

Remuneration governance

Is there a remuneration policy that has passed shareholder advisory vote, with a remuneration report that addresses pay equity and links pay to King V outcomes?

EstablishedDevelopingGapN/A

BoardEvaluator™ maps directly to each of these 13 principles. See the full principle-by-module mapping at celagenix.com/king-v.

Section B · 5 items

The Disclosure Framework

Five publication requirements that boards most frequently underestimate.

To claim application of King V, your disclosures must now be publicly available against a standardised framework. The five items below are the ones that determine whether your application is defensible in public.

14

Publicly accessible disclosure

Will your King V disclosures be published on a publicly accessible channel - annual report, integrated report, or dedicated governance page on your website - within the reporting cycle?

EstablishedDevelopingGapN/A
15

Per-principle outcome statements

Can you produce a discrete, evidenced outcome statement for each of the 13 principles - not just a policy reference?

EstablishedDevelopingGapN/A
16

Proportionality justification

Where the board has scaled or declined a recommended practice, is there a documented and publishable justification grounded in proportionality?

EstablishedDevelopingGapN/A
17

Double materiality in sustainability disclosure

Does your sustainability disclosure address both how sustainability matters affect the organisation and how the organisation affects society and the environment?

EstablishedDevelopingGapN/A
18

Disclosure integrity sign-off

Is there a documented sign-off chain - secretariat, executive, board - for King V disclosure content prior to publication?

EstablishedDevelopingGapN/A
Section C · 5 items

The Evaluation Cycle

Five process tests for the cycle that produces all your other evidence.

Principle 9 mandates evaluation; the rest of the Code presumes that evaluation produces the evidence. These five items test the process - not just the existence - of your evaluation cycle.

19

Scoping

Is the next evaluation cycle scoped, dated, and aligned to your King V application context, sector and board structure?

EstablishedDevelopingGapN/A
20

Quantitative + qualitative methodology

Does your evaluation combine structured quantitative scoring with confidential qualitative interview, or does it rely on a single survey instrument?

King V's outcomes-based architecture rewards methodologies that surface dynamics, dissent and decision quality - things a quantitative survey alone cannot capture.
EstablishedDevelopingGapN/A
21

Confidentiality and independence

Is the evaluation conducted with sufficient independence and confidentiality that directors will speak honestly - including about each other and the chair?

EstablishedDevelopingGapN/A
22

Findings to action plan

Will the evaluation produce a documented action plan with owners, timelines and the next-cycle measurement point?

EstablishedDevelopingGapN/A
23

Disclosure-ready output

Will the evaluation produce per-principle disclosure outputs in a publishable format - or will those have to be reconstructed by the secretariat after the fact?

EstablishedDevelopingGapN/A
Section D · 4 items

AI Governance

The four oversight competencies King V now expects directors to evidence.

King V brings AI governance squarely into the boardroom. The four items below are the minimum competency the new Code expects directors to evidence - and the area where, across more than 3,000 evaluations in 17 countries, we see the largest readiness gap.

24

AI in the board's risk register

Is AI named as a specific category in your risk register - distinct from 'technology' or 'cyber' - with assigned executive ownership?

EstablishedDevelopingGapN/A
25

AI use-case inventory

Does the board receive a current inventory of material use-cases across the organisation, including those involving customer or employee data?

EstablishedDevelopingGapN/A
26

AI policy architecture

Is there a board-approved AI policy that addresses ethical use, model risk, third-party AI procurement, and human oversight?

EstablishedDevelopingGapN/A
27

AI competency on the board

Does the board itself have - or has it documented a plan to acquire - sufficient AI literacy to oversee AI risk meaningfully?

EstablishedDevelopingGapN/A

The AI Governance Status Assessment module in BoardEvaluator™ tests all four of these in a single 45-minute board exercise.

Scoring

Your readiness score

Count your scores across all 27 items:

3 ptsEstablishedfor each item scored Established
1 ptDevelopingfor each item scored Developing
0 ptsGapfor each item scored Gap
n/aN/Aexcluded from total (reduce the maximum proportionally)
Maximum possible: 81 points (27 items × 3)

KING V READY

65 – 81

You have evidence-grade governance. Use 2026 to refine, not rebuild.

SUBSTANTIALLY READY

45 – 64

The foundations are there. Targeted gap-closing over the next two quarters will get you over the line.

MATERIALLY EXPOSED

25 – 44

You have practices but not evidence. A structured readiness sprint is needed before the 2026 cycle begins.

COMPLIANCE RISK

0 – 24

Your current methodology will not survive King V scrutiny. Begin readiness work immediately.

Most boards score in the Substantially Ready or Materially Exposed band on first pass. That is normal. King V meaningfully raises the bar; the work is to close the gap before publication, not before scoring this checklist.

Action plan

The 90-day King V readiness sprint

If you scored in the Substantially Ready or Materially Exposed band - and most boards do - a focused 90-day sprint will move you decisively forward. Below is the cadence we run with clients.

Weeks 1–2

Scoping

  • Align the sprint scope to your application context and sector
  • Confirm the 2026 evaluation cycle dates and committee structure
  • Identify the three principles where the readiness gap is largest
Weeks 3–5

Gap closure (foundational)

  • Refresh the board charter, committee terms of reference and skills matrix
  • Update the AI risk register entry and AI use-case inventory
  • Confirm the proportionality justifications for any scaled practices
Weeks 6–9

Evaluation cycle setup

  • Configure modules and question banks against the 13 principles
  • Onboard the board and committees onto the evaluation platform
  • Brief directors on confidentiality, scope and timing
Weeks 10–11

Evaluation execution

  • Quantitative evaluation across all modules
  • Confidential qualitative interviews with each director
  • Chairperson and CEO evaluations conducted independently
Week 12

Findings, action plan, disclosure-ready output

  • Board presentation of quantitative analysis and qualitative themes
  • Documented action plan with owners and timelines
  • Per-principle disclosure outputs delivered in publishable format

This sprint is delivered end-to-end on BoardEvaluator™, with Celagenix governance advisors leading the qualitative and disclosure work.

Patterns we see

Common gaps - and how to close them

Across more than 3,000 evaluations in 17 countries, four gaps account for roughly 80% of the King V readiness shortfall we encounter. If your score landed in the Materially Exposed band, expect at least three of these to apply.

01

Evidence, not policy

Boards have charters, codes and policies in abundance - but cannot produce the outcomes those documents are supposed to have generated. King V is outcomes-based. Documents are not enough.

How we close it: Per-principle outcome statements drafted from evaluation evidence.
02

The qualitative gap

Most boards run a quantitative survey and call it an evaluation. King V's bar is higher - dynamics, dissent and decision quality are not survey-able.

How we close it: Confidential one-on-one director interviews conducted by an independent governance advisor.
03

AI governance is delegated

AI risk is treated as an IT or cyber matter. Under King V it is a board obligation.

How we close it: A 45-minute AI Governance Status Assessment that surfaces the four core competencies on page 7.
04

Disclosure as afterthought

The Company Secretary reconstructs disclosure content from the evaluation report after the fact, losing fidelity and adding weeks.

How we close it: Disclosure-ready outputs generated by the evaluation cycle itself, not extracted from it.
Who produced this

About Celagenix® Academy and BoardEvaluator™

Celagenix® is a specialist sustainability and corporate governance consultancy established in 2014, with offices in Sandton and Gaborone and a forthcoming presence in Windhoek. We work with boards in 17 countries - listed entities, state-owned enterprises, pension funds, financial services, mining, retail and health - to convert governance from a compliance function into a strategic asset.

Celagenix Academy is the group's training and learning arm, producing scored self-assessments, tools and resources like this one. BoardEvaluator™ is our flagship product: the intelligent board evaluation platform, purpose-built for King V and the AI era. It combines 18+ evaluation modules, qualitative advisory and disclosure-ready outputs in a single AWS-hosted environment used by more than 100 organisations to date.

3,000+
evaluations completed on platform
100+
organisations served
17
countries operational

"Where human intelligence and technology converge."

Leadership
Johann KoenManaging Director, Head of Corporate Governance
Martin LouwCEO, Head of Strategy & Enablement
Simeon SwanepoelHead of Regulatory Compliance
Next steps

Where to go from here

01

Book a King V readiness call

A 30-minute confidential call with a Celagenix governance advisor. We'll walk through your scored checklist and identify the two or three highest-leverage moves you can make before your next reporting cycle.

celagenix.com/king-v-call
02

See the platform

A 45-minute live walkthrough of BoardEvaluator™, including the King V principle mapping, the AI Governance module, and the disclosure-ready output workflow.

celagenix.com/demo
03

Read the wedge

The full King V positioning, principle-by-principle mapping, and methodology.

celagenix.com/king-v
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Informational only - not legal advice. This King V Board Readiness Checklist is a board governance development aid produced by Celagenix® Academy; it is not legal, audit or professional advice. King V™ is a trademark of the Institute of Directors in South Africa. Obtain qualified advice for specific decisions. © 2026 Celagenix® Corporate Academy.